ED Negotiated Rulemaking: Innovation Subcommittee Completes Its Work and Makes Several Recommendations

The “Distance Learning and Education Innovation” Subcommittee of the current U.S. Department of Education negotiated rulemaking process completed its work last week. While several reports highlighted that there was disagreement on issues, there has been less attention paid to the general agreement the negotiators were reaching on a long list of regulations under consideration.

There certainly was stark disagreement on some of the issues. For the most part, we were pleased with the respectful discussions (imagine that in DC!) and the progress that we made. The Department staff were extraordinarily attentive to the concerns raised by the negotiators and responsive in trying to find solutions.

This blog post continues our series of updates on the negotiations (see January and February posts). I highlight a few of the key recommendations that will be made to the main committee, which begins its final rounds of deliberations today.

Picture of people discussing negotiated rulemaking. People are sitting at tables that are organized in a rectangle. That's Russ Poulin on the left.
Carolyn Fast makes a point during discussions of the “Distance Learning and Educational Innovations” negotiated rulemaking subcommittee.

“Distance Education” and “Regular and Substantive Interaction” Definitions

As you may recall, the definitions of “distance education” and “correspondence education” were originally written in opposition to each other for financial aid purposes. Distance education courses are always eligible for aid, while an institution teaching too many correspondence courses becomes ineligible for aid. The concept of “regular and substantive interaction” was introduced in the 1990’s, but was never fully defined.

This issue generated the widest variety of approaches and opinions. Some proposed not changing the definitions at all because they are in statute and protect against fraud. Others said that the definitions needed to be updated to address innovations unanticipated in the original definition, while still protecting against fraud.

After reviewing several proposals, we were mired in a rather lengthy set of wording. An outcomes-based approach would be the best path, but that would need to be created by Congress. Based upon subcommittee feedback, the Department responded with a much more elegant (if incomplete) set of wording that represented a reasonable compromise, including:

  • Clarified that “regular and substantive interaction” may be achieved either synchronously or asynchronously.
  • Removes antiquated technologies (e.g., CD-Roms) and allows “other media” to be used in distance education.
  • To allow for “unbundled” faculty models (as used by Western Governors University and others), the notion of interaction with “content experts” was included. Accrediting agencies will more fully define this term. This expands interactivity beyond a lone instructor.
  • The types of instructional activities counted as “substantive” are listed.
  • In addressing the notion of “regular”…“interaction” could still be on a schedule that is initiated by the instructor on a “predictable and regular” basis. This reflects the “instructor initiated” view of “interaction” that had been used in audits. But what counts as interaction was greatly expanded by including the following option: “Monitoring the student’s academic engagement and success and ensuring that an instructor is responsible for promptly and proactively engaging in substantive interaction with the student when needed, on the basis of such monitoring, or upon request by the student.”

Picture of the capitol building with the sun shining on it.

Finally, the Department removed a section that allowed accrediting agencies to provide a “waiver” in certain cases. I thought this was important to allow for competency-based education and other new innovations that actually provide MORE interaction than was previously counted but did not meet the interpretations of the auditors. I supported taking it out because the main committee is considering a “waiver” process for accrediting agencies that could be used in more cases that just the distance education definition. The broader view provides more promise.

I could write much more on this issue, but let’s wait to see what comes of the final sessions of the main committee.

“Credit Hour” Definition

A change to the definition of “credit hour” was proposed by the Department “to eliminate time-based requirements and allow institutions to develop their own definitions as long as they met accrediting agency requirements.” The new proposal asked institutions to take into account “alternative delivery methods, measurements of student work, academic calendars, disciplines, and degree levels.”

While there was some interest in divorcing the credit hour from strict time limitations, the subcommittee was uncomfortable at how loose the proposed language appeared to be. There also seemed to be a realization that most institution and accrediting personnel are now comfortable with the once-vilified definitions developed by the last administration.

The Department will forward a version of their definition to the main committee, while noting the reservations of the subcommittee.

State Authorization of Distance Education

This issue also generated much discussion. The following are highlights of what will be forwarded to the main committee along with dissenting opinions:

  • The ability to disburse aid should be tied to the institution having approvals in the state either directly by the state or through a reciprocity agreement.
  • A “reciprocity agreement for State authorization” does not include additional restrictions sought by some. It does say that there cannot be a “conflict between a State’s statutes and regulations and the requirements of the agreement.” Minority views for adding those restrictions will be forwarded to the main committee.
  • The institution will be expected to determine student location at the time of enrollment…there may be some clarifying language to be added to what goes to the main committee.

Notifications for ALL Students in Professional Licensure Programs

While this notification was discussed with the state authorization topic, the requirement was expanded, and I decided to address it separately in this post. It is proposed that all students entering programs that lead to “employment in a specific occupation” notify students whether completion of that programs would be sufficient to meet the educational licensure requirements in a State for that occupation.

This would be a requirement both for students in distance education and face-to-face, on-campus professional programs.

Institutions could report on their websites that they have made the determination that their program would: a) meet requirements, b) would not meet requirements, or c) that program personnel have not made a determination. In the latter two categories, program personnel would also have to provide a direct notification to the student.

“Written Arrangements” with Non-Accredited Entities

The Department had originally proposed that an institution be able to create a “written arrangement” with an institution or organization that is not accredited to provide up to 100% of an academic program. This would double the current 50% limitation. The goal was to increase innovation. That proposal was not well received in prior sessions.

Three women and two men are sitting at a table with microphones in front of them. Three of them have the name cards in front of them on end.
Leah Matthews, DEAC, signifies her interest in speaking on a topic being considered during negotiations by placing her name tag on end.

As a result, the Department staff sought to allow institutions to enter into agreements for up to 50% of a program without accreditor approval. They also proposed that an institution could enter into agreement for greater than 50% with accreditor approval. They asked whether 75% might be an acceptable cap.

There were concerns about the ability of accreditors to oversee the third-party provider and what the impact might be on low-income students. Additional methods to safeguard students and financial aid investments were discussed. In the end, the majority of the subcommittee was not supportive of the expansion of contracted programs. The Department plans to present a form of the proposal to the main committee while noting the objections.

Direct Assessment

Direct Assessment is an alternative way for institutions to qualify for aid, especially for those using competency-based education or, possibly, others that don’t focus on measures of time — such as the credit hour. After several years, there are fewer than ten institutions using this option, while several others have attempted it and given up. The Department proposed to revise the regulations related to direct assessment programs to simplify and clarify those requirements and streamline the application process for such programs.

One of the simplifications proposed was to change the requirement that every direct assessment program would need to be approved separately. Once one direct assessment program is approved for an institution, it would be able to offer additional direct assessment programs. That is, as long as those programs meet state and accreditation requirements. Additionally, several requirements for how a direct assessment program must operate were deleted or moved to other sections.

If this proposal goes forward, it will be interesting to see if more institutions decide to follow this path.

Subscription Period

Picture of the Washington Monument from afar. The sun in shining behind the monument.

A subset of direct assessment programs use a “subscription period” in which a student can take as many courses as he or she can. The biggest issue is with students who do not complete a minimum level of coursework by the time the current subscription period ends. Right now, students cannot obtain the next federal financial aid eligibility and funding until they complete that minimum. This can place a burden on the student and the institution that is so great that the student does not persist.

Two options were given on page 61. For those in direct assessment programs, in subscription programs, or in competency-based education programs, please look at these models and provide feedback. The subcommittee seemed to like the 67% level of option 1 being brought into option 2. Let me know if you have reactions or suggestions.

Other Issues

Additional issues considered by the subcommittee were:

  • Definitions of:
    • Academic engagement.
    • Additional location and branch campus.
    • Eligible institution.
    • Institution of higher education.
    • Several accreditation definitions.
  • Requirements for prompt action by the Secretary on approval actions.
  • Types of entities that are subject to change in ownership and past performance provisions.
  • Acquisitions of locations of closing institutions.
  • Termination and emergency action proceedings.
  • Foreign schools and classes in the United States.
  • Teach-outs.
  • Definition of a week of instructional time for asynchronous distance education or correspondence courses.
  • Limitations on the length of gainful employment programs based on State licensure requirements.
  • Clock-to-credit conversion.
  • Certification procedures.
  • Return of Title IV funds.
  • Satisfactory academic progress.
  • Disclosures for prior learning assessment and transfer of credit.
  • Use of accrediting agency definitions for audit or program review appeals.
  • Financial responsibility.

Whew! That was much lot to cover in six days. Several of the items were technical fixes. Some have much bigger impact, but I decided not to cover them in this post.

What’s Next?

Remember that these are all proposals from the subcommittee to the main committee. They will meet March 25-28 and April 1-3. Our subcommittee work is currently scheduled for March 25. For more background documents and information on watching a live stream of the event, see the Department’s negotiated rulemaking website.

The issues will be placed into consensus groupings. The main committee must come to full agreement (“consensus”) on all issues within one of the groupings for those proposals to go forward. Failing consensus, the Department is able to write its own regulations. Even if they do not reach consensus, I would be surprised if they ventured far afield of some of these issues that were discussed in-depth during this process.

Whether consensus is reached or not, proposed regulations would be released this summer for comment if they wish to have them take effect on July 1 of 2020. Meanwhile, President Trump released his hopes for the reauthorization of the Higher Education Act yesterday.

We will provide you with another update after the main committee completes its negotiations, continue to watch what happens with reauthorization of the Higher Education Act, and keep you informed all along the way.

Thank You!

I interacted with many people while serving as a negotiator. Thank you for your input whether in person, by phone, or e-mail. There were several times where I used scenarios that you provided to illustrate a point.

I appreciate the helpfulness of our community.

Thank you.

Photo of Russ Poulin

Russell Poulin
Senior Director – Policy, Analysis, and Strategic Alliances
WCET – the WICHE Cooperative for Educational Technologies
rpoulin@wiche.edu   @russpoulin

 

 


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2 thoughts on “ED Negotiated Rulemaking: Innovation Subcommittee Completes Its Work and Makes Several Recommendations

    1. Dan –
      Check out this paper from OLC, UPCEA, and us that has a good background on direct assessment and some links to other resources:
      https://upcea.edu/wp-content/uploads/2019/02/CBE-Direct-Asessment-Financial-Aid-Issue-Brief-Feb-2019.pdf

      You can also find background papers on state authorization, regular & substantive interaction, and financial aid for the 21st Century Learning at this link;
      https://wcetfrontiers.org/2019/02/27/ed-negotiated-rulemaking-updates-and-new-position-papers/

      Russ

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